Compliance Management

Perform compliance activities on time every time

Overview

CMS is a comprehensive solution which assists in performing compliance activities on time every time. In addition to compliance calendar, the software solution also provides a robust Document Management System to store and retrieve crucial documents with a click of a button. CMS is a flexible and adaptable system which can be deployed for different businesses within the BFSI segment. Role based user management allows the Compliance Head to segregate different business lines and track the activities by segment.

passion for excellence

Key Features

NSEIT offers solutions covering the entire gamut of compliance activities.

  • Comprehensive Solution for Compliance Management

  • 24*7 access to Documents

  • Ability to Create Workflows

  • Single source for document storage and retrieval

  • Can be white labeled

  • Robust Search engine

  • Access through web browser

Services Offered

Admin Module

  • Administrative functions

  • Dynamic Master data for document tagging

  • RSS Feed Management

Compliance Management Module

  • Dash Board

  • Compliance Calendar

  • Circular Database with Risk Tracker

  • Document Management system with work flow

  • Certificate Tracker

Compliance Calendar

  • Month-wise compliance – can be assigned to multiple users

  • View compliance activity in terms of “Pending”, “In progress” and “Completed”

  • Track the compliance status with colour coding

Document Management

  • Document can be stored with unique tags for easy retrieval

  • Documents can be tracked by unique tracking ID

  • Multiple documents which are related can be linked using the tracking ID

  • Tracking ID will display history of the documents in chronological order

Circular Management

  • All important circulars uploaded through Admin user

  • Circulars can be “tracked” by assigning users to take action by checker

  • Assigned circulars can be tracked through status such as “Pending”, “In progress” and “Completed”

  • Checker can verify the action taken by the assigned user against the circular

Certificate Management

  • Database for managing validity of certificates issued to dealers & sales persons

  • Alert for expiring certificates

  • Facility to renew or create fresh certificate database

  • Easy to ensure compliance

Let's Connect

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